Senior Associate, Corporate Audit & SOX

Internal Audit
Posted: 01/13/2022
Full Time
Dallas, TX
The Senior Associate, Corporate Audit & SOX is responsible for performing a range of operational, compliance and SOX related audits and/or reviews as part of the Company’s internal audit program. Further details of the tasks relevant to this role are listed below:
·         Perform design and operating effectiveness testing of controls over significant accounts, disclosures and processes, as part of the Company’s SOX compliance program. (40%)
·         Perform risk-based operational and compliance audits and/or reviews to ensure processes and procedures comply with Company policies and regulatory requirements, processes are effective and efficient, and controls are functioning as designed to mitigate business risks. (20%)
·         Conduct ad-hoc consulting, operational, compliance and/or process improvement projects. (20%)
·         Assist the Internal Audit Director and Managers in developing the overall quality and efficiency of the Company’s Internal Audit function e.g., risk identification, business process scoping, audit procedures, reporting best practices, etc. (10%)
·         Assist with annual planning, budgeting and monitoring of the internal audit plan. (10%)
  • Supervising interns
  • BS/BA in Accounting and/or Finance preferred.
  • Minimum 3-4 + years of relevant experience required, preferably in public accounting, private equity and/or the real estate industry.
  • Strong, demonstrated experience in understanding and applying US GAAP, auditing principles, internal business processes and IT controls.
  • CPA, CIA, CISA or other relevant professional accounting or audit designation is desirable.
  • Ability to effectively present information, both verbally and in writing, to a broad range of audience types such as senior members of the Company’s internal management team, external stakeholders, external auditors, etc.
  • Ability to effectively communicate audit results (experience in writing audit reports and/or memos preferred).
  • Ability to quickly read, analyze, interpret and apply learnings from technical materials, financial reports and / or legal documents.
  • Sound working knowledge and understanding of US GAAP, GAAS, COSO, COBIT, and PCAOB requirements.
  • Proficiency in the use of Microsoft Office applications, with particular emphasis on strong Excel and Visio skills.
  • CIM does not accept unsolicited resumes from Agencies.  Any unsolicited resumes received from Agencies will be considered property of CIM and no fees will be due or paid.  If you wish to become an approved Agency with CIM or any of its Affiliates, please contact a member of the CIM Talent Acquisition Team.